Our client is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

You’ll manage and support our Compliance Monitoring Programme (CMP), manoeuvring comfortably through complex policies and process to ensure we meet the requirements of the FSB Codes of Practice.

As you plan and prioritise your work, preparing and delivering periodic fund reports for board meetings, ensuring the CMP is in line with identified risks highlighted from their business mapping and risk assessments.
Although this is not a key person position you may be required to deputise for the MLRO in their absence.

The world of regulation has never been more complex and it’s key that you are comfortable and confident in delivering clear communications and support to the business, ensuring they have a clear understanding of what’s required.

They are never complacent and will encourage you to look for ways to improve their business; here everyone’s opinion counts and they will value your contribution to help them improve their process.

We need people who see change as an opportunity and can find clarity in complexity. Who work collaboratively to solve problems and create solutions and want to learn and grow both professionally and personally.

The role will initially be for 6 months but could potentially be longer.

QUALIFICATIONS
Understanding Risk Control Framework

Ideally have a Compliance & Risk background

Knowledge of Compliance and understanding of Codes of Practice

Proficient in Microsoft Office – Word, Excel & Powerpoint

ADDITIONAL INFORMATION
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. They also offer opportunities across their service lines and their international network of offices.

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