Compliance Manager – Funds

01. August 2019

The post holder will act as a key member of the Jersey funds management team and will have the opportunity to play a strategic part in the compliance systems, controls and services provided by the funds business.
The role will require the post holder to work independently and be pro-active in developing the compliance systems and controls utilized by the funds team.
Working closely with the team and the Managing Director, the postholder will have direct contact with client from time to time and may present reporting to the board of fund clients.
The post holder will also be required to work closely with the funds compliance team in Guernsey and Group compliance to ensure consistency.

To act as the designated Compliance Officer and Money Laundering Compliance Officer for the funds business and its funds clients where applicable;
To actively manage and be a senior point of contact for the team and clients for compliance related matters, ensuring that the business remains up to date with legislative and regulatory updated;
Assist the team in the creation and management of systems and controls to provide the highest standard of services to our clients;
Take particular responsibility for the ongoing development and drafting of policies and procedures, and training thereof;
Ensure that the business considered risk on a regular basis and that robust controls for risk management are operationally within the business;
Work with the team to ensure that for all fund and managed entity clients, the appropriate reporting, monitoring, procedures and risk controls are in place in ensure compliance the relevant legislation;
Review new business and due diligence as provided by the clients and investors and deliver timely sign off of new business;
Be actively involved in the consideration of new business at an early stage and in the overall risk landscape of the business as it develops;

Professional Qualifications and Minimum Relevant Experience
The post holder will have a minimum of 5 years experience in the financial services industry, have a sound understanding of funds and possess a recognized compliance qualification (ICA or equivalent).

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