Securities Operations Technical Specialist


Monitor end-to-end securities operations processes, manage issues, hand-offs and workarounds in conjunction with the SLAs, processes and procedures.
Maintain oversight of third party operations to ensure they are functioning to the expected quality and work closely with their respective teams to solve any escalated problems.
Assist with any securities operations functions when required, including for example stock breaks, settlements, static data, pricing controls, MI, audit or custodian management.
Completion of fund documentation and relating AML/KYC requirements.
Identify and resolve workflow issues, check daily output standards, escalating issues and progressing solutions with internal and external parties.
Monitor corporate action events, how they are scheduled in the system and check allocations to client accounts according to their mandate or election.
Support the Head of Securities Operations and BAU teams across all departments to maintain an effective combined operational model.
Support ad hoc projects designed to further integrate and consolidate the businesses such as asset migrations from multiple to single service providers. Support the FNZ project team and BAU teams as necessary in the lead up to, during and post go-live, investigating issues and liaising with FNZ if required.
Contribute constructively to the development of the Securities Operations Department by suggesting ideas for improving efficiency or process quality.
At least 5 years industry experience
CISI Certificate or Diploma

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