The Compliance Officer serves on the Group Compliance and FCR team, the primary responsibility is to help the Director of Compliance oversee and manage compliance within the organisation, ensuring that the business and its employees are complying with both regulatory requirements and with internal policies and procedures.

The role holder will be responsible for assisting the Director of Compliance in providing overall leadership, vision and direction for the Group function which will include; the development of a strategic plan for Regulatory Risk and Compliance and implementation of policies and procedures, systems and controls, risk assessment, training and monitoring programmes to support this.

Skills and Experience:
Highly developed communication and influencing skills with the ability to engage and build relationships across the organisation and externally
Be recognised as a senior leader with proven track record of assisting the business to effectively manage all types of regulatory risk
Have knowledge of multijurisdictional financial services and regulatory context with the experience of best practice risk and governance frameworks, methodologies and emerging practice. Demonstrate subject matter expertise in the markets that the business operates.
Professionally qualified
At least 10 years’ experience in senior regulatory/compliance roles
Able to inspire trust and confidence and to promote a strong culture of honesty, trust and openness.

Contact ASL today on 500 000.

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Permanent Team

For more information on this role or any other permanent positions, please call the Perm Team on 01534 500000 or click the "Enquire Now" button above to request more details.

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