The Compliance Monitoring and Testing function is responsible for the timely and effective execution of the local Compliance Monitoring Program for Jersey. The individual would have an audit or compliance monitoring/ testing background with a strong risk and control mindset, and is responsible to assess compliance with regulations and policies through reviews.

We are seeking an individual to fill the Compliance Monitoring and Testing role with significant experience responsible for conducting, compiling and following up results of the compliance monitoring practices in Jersey. The overall responsibility of this role is to assist with maintaining compliance with applicable rules and regulations across the four listed jurisdictions and business divisions.

Skills / experience required:
– At least 5 years of audit, compliance monitoring and testing, or relevant Compliance experience;
– Passion for technical compliance and be interested in conducting wide-scale investigating reviews;
– Have a good appreciation of the regulations applicable for fund administration or similar sector e.g. investment management, and willingness to learn;
– Highly detail-oriented, motivated, intellectually curious individual with outstanding time-management, analytical and communication skills
– Quick and sharp individual who relish the challenges of understanding and interpreting regulations and processes across different business divisions and jurisdictions;
– Strong interpersonal and influencing skills. The candidate should have ability to establish credibility and strong partnerships with senior business leaders and control functions;
– Self-motivated and capable of prioritising workloads as required;
– Excellent written skills, and ability to prepare clear and concise reports;

For further information please contact ASL on 500 000.

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