Our client is looking for candidates with a strong Compliance background working in the Investments industry holding a Compliance qualification.
Alternatively, must have Finance adviser/administrator experience (Ideally RDR Level 4) wanting to work in Compliance.

Key Responsibilities:

Keep up to date with regulatory developments.
Assisting with compliance activities to support the business needs.
Establish and maintain key relationships to support business growth and development.
Establish and maintain internal relationships to help maintain business flow and agreed targets.
Continuous professional development to meet regulatory requirements and personal development needs.
Ensuring that any business conducted is done in a responsible and compliant manner, meeting all legislative requirements both internally and externally.
To assist and support on the investment risk committee.
Review, assess and assist with the updating of internal policies and procedures.

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