Your role will be to provide assistance to the Compliance Officer in developing and maintaining an effective compliance culture across the range of regulated services. You will provide a focal point for staff, particularly in the Trust Company Business department, for raising compliance issues and providing information, guidance and support where appropriate and provide general compliance oversight and undertaking Compliance Monitoring and providing information, guidance and support where required.

Minimum of 4-5 years’ experience in a regulated financial services environment; ideally with a focus on Trust Company Business
Hold or be studying towards an appropriate professional Compliance qualification.
Evidence that relevant Continuing Professional Development has been undertaken.

Please contact ASL on 500000 for further details.

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Permanent Team

For more information on this role or any other permanent positions, please call the Perm Team on 01534 500000 or click the "Enquire Now" button above to request more details.

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